Investment Highlights
Announcements
Financial Information
Capital Adequacy
Share Information
Investor Calendar
IR Contacts and Services
Download Center
Green Finance
 You are here: Home > Investor Relations > Share Information > Shareholding Structure
   Share Information
 Shareholding Structure | Dividend History | Dividend Policy 

PARTICULARS OF SHAREHOLDING OF THE TOP 10 ORDINARY
SHAREHOLDERS OF THE BANK(As at 31 December 2020)

Unit: Share 

Name of 
shareholder
Nature of 
shareholder
Class of 
shares
Shareholding 
percentage  (%)
Total number of 
shares held
Number of 
pledged or 
locked-up shares
Increase/
decrease of 
shares 
during the 
reporting 
period
Central Huijin 
Investment Ltd.
State-owned A Share 34.71 123,717,852,951 None -

MOF
 

State-owned
 

A Share
 

31.14
 

110,984,806,678
 

None
 

-
 
HKSCC 
Nominees 
Limited(3)
Foreign 
legal person
H Share 24.18 86,167,601,631 Unknown 14,452,590
National 
Council for 
Social Security 
Fund (4)
State-owned A Share 3.46 12,331,645,186 None -
Ping An Life 
Insurance 
Company of 
China, Ltd. 
— Traditional — 
Ordinary 
insurance 
products
Other entities A Share 1.03 3,687,330,676 None -
China Securities 
Finance Co., Ltd.
State-owned 
legal person
A Share 0.68 2,416,131,564 None -
Hong Kong 
Securities 
Clearing 
Company 
Limited
Foreign 
legal person
A Share 0.33 1,186,120,253 None -156,557,563
Central Huijin 
Asset  
Management 
Co., Ltd.
State-owned 
legal person
A Share 0.28 1,013,921,700 None -
China Life 
Insurance 
Company 
Limited — 
Traditional —
Ordinary 
insurance 
products — 
005L — 
CT001 Hu
Other entities A Share 0.13 470,349,288 None 92,678,961
Taiping Life 
Insurance 
Co., Ltd. — 
Traditional — 
Ordinary 
insurance 
products — 
022L — 
CT001 Hu
Other entities A Share 0.11 387,807,151 None 24,521,800

Notes: (1) The above data are based on the Bank’s register of shareholders as at 31 December 2020.
(2) The Bank had no shares subject to restrictions on sales.
(3) Total number of shares held by HKSCC Nominees Limited refers to the total H shares held by it as a nominee on behalf of all institutional and individual investors registered with accounts opened with HKSCC Nominees Limited as at 31 December 2020, which included H shares of the Bank held by National Council for Social Security Fund,, Ping An Asset Management Co., Ltd., Temasek Holdings (Private) Limited and China Life Insurance (Group) Company.
(4) According to the Notice on Comprehensively Transferring Part of State-Owned Capital to Fortify Social Security Funds (Cai Zi [2019] No. 49), MOF transferred 12,331,645,186 A shares to the state-owned capital transfer account of National Council for Social Security Fund in a lump sum in December 2019. According to the relevant requirements under the Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-Owned Capital to Fortify Social Security Funds (Guo Fa [2017] No. 49), National Council for Social Security Fund shall perform the obligation of more than 3-year lock-up period as of the date of the receipt of transferred shares. At the end of the reporting period, according to the information provided by National Council for Social Security Fund to the Bank, National Council for Social Security Fund also held 7,946,049,758 H shares of the Bank and 20,277,694,944 A and H shares in aggregate, accounting for 5.69% of the Bank’s total ordinary shares.
(5) HKSCC Nominees Limited is a wholly-owned subsidiary of Hong Kong Securities Clearing Company Limited. Central Huijin Asset Management Co., Ltd. is a wholly-owned subsidiary of Central Huijin Investment Ltd. Save as disclosed above, the Bank is not aware of any connected relations or concert party action among the afore-mentioned shareholders.